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Graduate Diploma in Financial Planning
FPLAW501A Commercial and Corporations Law
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Graduate Diploma in Financial Planning: FPLAW501A Commercial and Corporations Law
This guide supports the Graduate Certificate and the Graduate Diploma in Financial Planning
Welcome
eResources
Web Resources
Graduate Certificate Readings
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FPAFA501A Applied Financial Advice
FPBF501A Behavioural Finance
FPLAW501A Commercial and Corporations Law
FPETH501A Ethics and Professional Standards
Graduate Diploma Readings
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FPINV501A Investment Planning
FPTAX501A Taxation Planning
FPRET501A Retirement and Estate Planning
FPINS501A Insurance and Superannuation Planning
Academic Skills
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Recommended
Texts
Websites
Australian corporate law (2017) - Book
by
Jason Harris
Various editions available
Contemporary Australian corporate law (2018) -
by
Stephen Bottomley
Contract and consumer law : the application of legal principles in business (2019) - Book
by
Penelope McCann
Various editions available
Property law : the application of legal principles in business (2019) - Book
by
Penelope McCann
Various editions available
Securities and financial services law (2016) - Book
by
Robert Baxt
Various editions available
Australasian Legal Information Institute (AustLII)
Australian Competition and Consumer Commission (ACCC)
Australian Copyright Council
Australian Government Attorney-General's Department
Australian Prudential Regulation Authority (APRA)
Australian Securities and Investments Commission (ASIC)
Australian Securities Exchange (ASX)
Federal Register of Legislation
Parliament of Australia
Readings
Background paper 8: key reforms in the regulation of financial advice
2020,
Royal Commission into Misconduct in the Banking Superannuation and Financial Services Industry, viewed 1 October 2020, <https://apo.org.au/node/141151>.
Contract law
2018,
Clayton Utz, viewed 1 October, <https://www.claytonutz.com/about/international-services/doing-business-in-australia/contract-law>.
Doran, M & Janda, M 2018, 'Commonwealth Bank to pay $700m fine for anti-money laundering, terror financing law breaches' ,
ABC News, weblog post, 4 June, viewed 1 October 2020, <https://www.abc.net.au/news/2018-06-04/>.
Financial Advisor Standards and Ethics Authority 2019,
Code of ethics standard commences 1 January 2020
,
FASEA, viewed 23 September 2020, <https://www.legislation.gov.au/Details/F2019L00117/>.
Financial planner code of ethics and professional responsibility
2011,
Financial Planning Standards Board, viewed 1 October 2020, <https://www.fpsb.org>.
Office of the Australian Information Commissioner n.d.,
Australian Privacy Principles
,
Australian Government, viewed 25 September 2020, <https://www.oaic.gov.au/privacy/australian-privacy-principles>.
The pillars of our profession: code of professional practice
2013,
Financial Planning Association of Australia, viewed 1 October 2020, <https://fpa.com.au>.
Torts and the rule of law
n.d.,
online video, Australia's Magna Carta Institute, viewed 1 October 2020, <https://www.ruleoflaw.org.au/education/videos/torts/>.
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FPBF501A Behavioural Finance
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